HJ
HJ
Howard Jones
35 Years of Experience
Phoenix, AZ
2 DisclosuresBroker
Howard Jones is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 35 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1702 E. Highland Ave, Suite 204, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2022Settled
Financial
February 2019Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2022 - Present · 4 yrs
Cetera Investment Services LLC
May 2022 - Present · 4 yrs
Cetera Investment Services LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Planmember Securities CorporationBroker
January 2019 - May 2022 · 3 yrs 4 mos
Planmember Securities Corporation
January 2019 - May 2022 · 3 yrs 4 mos
Cetera Advisor Networks LLC
January 2015 - December 2018 · 3 yrs 11 mos
Cetera Advisor Networks LLCBroker
January 2015 - December 2018 · 3 yrs 11 mos
Investment Advisors
May 2000 - December 2014 · 14 yrs 7 mos
Proequities, INC.Broker
July 1993 - December 2014 · 21 yrs 5 mos
Gna Securities, INC.Broker
May 1992 - July 1992 · 2 mos
Hamilton Investments, INC.Broker
August 1991 - April 1992 · 8 mos
Dean Witter Reynolds INC.Broker
July 1989 - July 1991 · 2 yrs
State Registrations4 states
AZCAMSUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.