Jay Santangelo
Jay Santangelo is a registered investment advisor at RBC Capital Markets, LLC, based in Denver, CO, with 36 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1801 California Street, Suite 3900, Denver, CO, 80202-5822
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2016Other Business Activities
Jay owns multiple rental properties in Colorado, dedicating minimal time to each. He is also a general partner in RomEnz Empire LLC, a mixed-use commercial/industrial building, and owns Evolve at MileHi LLC, a flow-thru LLC for liability purposes.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Everen Securities, INC.Broker
Cohig & Associates, INC.Broker
Kober Financial CORP.Broker
First Choice Securities CORP.Broker
Malone & Associates, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.