Helene Naftali
Helene Naftali is a registered investment advisor at RBC Capital Markets, LLC, based in Boca Raton, FL, with 45 years of industry experience. Helene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Boca Raton, FL
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Regulatory History (1)
Customer Dispute
March 2010Other Business Activities
Helene is the founder and coach at OneTrueZone, providing career training and coaching to students since 2015. She also consults with Match Point, advising on business strategy, operations, infrastructure, vendor relationships, and employee benefits.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.