Marc Rosenblum
Marc Rosenblum is a ChFC-designated registered investment advisor at Silver Oak Securities, INC., based in Warminster, PA, with 36 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
12106 Centennial Station, Warminster, PA, 18974
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2008Customer Dispute
July 2006Customer Dispute
November 2004Other Business ActivitiesSells Insurance
Marc is the President of American Cornerstone Group for marketing and website purposes. He is also an insurance agent selling life, health, and long-term care insurance, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Intersecurities, INC.
Intersecurities, INC.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Tower Square Securities, INC.Broker
Investors Brokerage Services, INC.Broker
Intersecurities, INC.Broker
Reliastar Financial Marketing CORP.Broker
Linsco/private Ledger CORP.Broker
Reliastar Financial Marketing CORP.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.