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ChFC
MR
ChFC

Marc Rosenblum

Silver Oak Securities, INC.
36 Years of Experience
Warminster, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Marc Rosenblum is a ChFC-designated registered investment advisor at Silver Oak Securities, INC., based in Warminster, PA, with 36 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 8,746 clients with $2.4B in assets under management.

Silver Oak Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
168 advisors
Number of Clients
8,746 clients
Average Client Portfolio
$280K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum advisor fee is 2.0% of assets. Fees are negotiable between you and your financial professional. Accounts also incur a platform fee consisting of $45 annually plus an asset-based fee between 0.05% and 0.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12106 Centennial Station, Warminster, PA, 18974

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
Customer Dispute
July 2006
Settled
Customer Dispute
November 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marc is the President of American Cornerstone Group for marketing and website purposes. He is also an insurance agent selling life, health, and long-term care insurance, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
February 2018 - Present · 8 yrs 8 mos
Silver Oak Securities, INC.
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Lincoln Financial Securities Corporation
September 2008 - March 2018 · 9 yrs 6 mos
Lincoln Financial Securities CorporationBroker
September 2008 - March 2018 · 9 yrs 6 mos
Intersecurities, INC.
September 2002 - September 2008 · 6 yrs
Intersecurities, INC.Broker
October 1998 - September 2008 · 9 yrs 11 mos
American General Securities IncorporatedBroker
October 1997 - October 1998 · 1 yr
Uslife Equity Sales CORP.Broker
January 1997 - October 1997 · 9 mos
Tower Square Securities, INC.Broker
September 1996 - December 1996 · 3 mos
Investors Brokerage Services, INC.Broker
December 1995 - July 1996 · 7 mos
Intersecurities, INC.Broker
June 1994 - December 1995 · 1 yr 6 mos
Reliastar Financial Marketing CORP.Broker
September 1991 - June 1994 · 2 yrs 9 mos
Linsco/private Ledger CORP.Broker
December 1989 - August 1991 · 1 yr 8 mos
Reliastar Financial Marketing CORP.Broker
September 1989 - December 1989 · 3 mos
State Registrations10 states
CAFLGAMAMDNJNYOHPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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