Steven Talley is a CFP-designated registered investment advisor, based in Warminster, PA, with 16 years of industry experience.
Location
320 W Street Rd, Warminster, PA, 18974
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
January 2021 - Present · 5 yrs 4 mos
Truist Investment Services, INC.Broker
January 2021 - Present · 5 yrs 4 mos
Truist Advisory Services, INC.
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Santander Securities LLCBroker
November 2018 - January 2021 · 2 yrs 2 mos
Santander Securities
November 2018 - January 2021 · 2 yrs 2 mos
LPL Financial LLC
January 2017 - October 2018 · 1 yr 9 mos
LPL Financial LLCBroker
January 2017 - October 2018 · 1 yr 9 mos
Santander Securities LLCBroker
November 2014 - January 2017 · 2 yrs 2 mos
Santander Securities
November 2014 - January 2017 · 2 yrs 2 mos
Cco Investment Services CORP.
December 2012 - November 2014 · 1 yr 11 mos
Cco Investment Services CORP.Broker
December 2012 - November 2014 · 1 yr 11 mos
Wells Fargo Advisors, LLC
March 2011 - November 2012 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
June 2009 - November 2012 · 3 yrs 5 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.