Joseph Hayes is a ChFC-designated registered investment advisor at Empower Advisory Group, LLC, based in Warminster, PA, with 23 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.
Fee Estimator
Location
Warminster, PA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
Empower Financial Services, INC.
Empower Financial Services, INC.Broker
Previous Registrations
Prudential Investment Management Services LLCBroker
Key Investment Services LLCBroker
Edward Jones
Edward JonesBroker
Prudential Annuities Distributors, INCBroker
Pruco Securities, LLC.Broker
American Skandia Marketing, INC.Broker
Pruco Securities, LLC.Broker
Prudential Investment Management Services LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Marc Rosenblum, ChFCSilver Oak Securities, INC.
- Steven Talley, CFP
- Bruce Glider, ChFCBankers Life Advisory Services, INC.
- Adam Soloff, CFPWealthcare Advisory Partners LLC
- Adam Gladstone, CFPLPL Financial LLC