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Craig Herbert
32 Years of Experience
Coral Springs, FL
4 DisclosuresBroker
Craig Herbert is a registered investment advisor at Cetera Investment Advisers LLC, based in Coral Springs, FL, with 32 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2425 University Drive, Coral Springs, FL, 33065
Get directionsHistory
Regulatory History (4)
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Customer Dispute
June 2009Award / Judgment
Customer Dispute
August 2008Settled
Customer Dispute
May 2008Settled
Customer Dispute
August 2005Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2019 - Present · 6 yrs 6 mos
Cetera Investment Services LLCBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Singer Wealth Advisors INC.
August 2019 - October 2019 · 2 mos
Cetera Investment Advisers LLC
February 2014 - July 2019 · 5 yrs 5 mos
Cetera Investment Services LLC
February 2013 - January 2014 · 11 mos
Cetera Investment Services LLCBroker
January 2013 - July 2019 · 6 yrs 6 mos
Legend Advisory CORP
April 2012 - January 2013 · 9 mos
Legend Equities CorporationBroker
April 2012 - January 2013 · 9 mos
Wells Fargo Advisors, LLC
October 2000 - April 2011 · 10 yrs 6 mos
Wells Fargo Advisors, LLCBroker
October 2000 - April 2011 · 10 yrs 6 mos
First Union Brokerage Services, INC.Broker
February 1999 - October 2000 · 1 yr 8 mos
Cibc Oppenheimer CORP.Broker
December 1998 - January 1999 · 1 mo
Northeast Securities, INC.Broker
June 1998 - October 1998 · 4 mos
Prudential Securities IncorporatedBroker
April 1996 - June 1998 · 2 yrs 2 mos
Painewebber IncorporatedBroker
September 1993 - April 1996 · 2 yrs 7 mos
Josephthal Lyon & Ross IncorporatedBroker
March 1992 - August 1993 · 1 yr 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1991 - April 1991 · 2 mos
State Registrations14 states
ALARCACOCTFLGAILINNCNVNYOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.