RD
RD
Robert Drier
35 Years of Experience
San Jose, CA
1 DisclosureBrokerSells Insurance
Robert Drier is a registered investment advisor at Cetera Investment Advisers LLC, based in San Jose, CA, with 35 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
San Jose, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 1983Final Disposition
Other Business ActivitiesSells Insurance
Robert owns rental property since 2005. He also receives commission trails from fixed insurance products sold in the past, though he is not currently selling any.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
July 2013 - Present · 13 yrs
Previous Registrations
Cetera Advisors LLC
July 2013 - March 2024 · 10 yrs 8 mos
Berthel Fisher & Company Financial Services, INC.
November 2010 - June 2013 · 2 yrs 7 mos
Berthel, Fisher & Company Financial Services, INC.Broker
November 2010 - June 2013 · 2 yrs 7 mos
Ing Financial Partners, INC
June 2004 - October 2010 · 6 yrs 4 mos
Washington Square Securities, INC.
March 2002 - December 2003 · 1 yr 9 mos
Ing Financial Partners, INC.Broker
February 2002 - October 2010 · 8 yrs 8 mos
VALIC Financial Advisors, INC.Broker
February 1998 - March 2002 · 4 yrs 1 mo
The Variable Annuity Marketing CompanyBroker
September 1991 - December 2001 · 10 yrs 3 mos
Equico Securities, INC.Broker
October 1989 - October 1990 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
October 1989 - October 1990 · 1 yr
State Registrations12 states
AZCACOFLGAIDLAOHORTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.