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Robert Drier

Cetera Investment Advisers LLC
35 Years of Experience
Campbell, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Drier is a registered investment advisor at Cetera Investment Advisers LLC, based in Campbell, CA, with 35 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

900 E Hamilton Ave Ste 100, Campbell, CA, 95008

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History

Regulatory History (1)
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Criminal
August 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert owns rental property since 2005. He also receives commission trails from fixed insurance products sold in the past, though he is not currently selling any.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
July 2013 - March 2024 · 10 yrs 8 mos
Berthel Fisher & Company Financial Services, INC.
November 2010 - June 2013 · 2 yrs 7 mos
Berthel, Fisher & Company Financial Services, INC.Broker
November 2010 - June 2013 · 2 yrs 7 mos
Ing Financial Partners, INC
June 2004 - October 2010 · 6 yrs 4 mos
Washington Square Securities, INC.
March 2002 - December 2003 · 1 yr 9 mos
Ing Financial Partners, INC.Broker
February 2002 - October 2010 · 8 yrs 8 mos
VALIC Financial Advisors, INC.Broker
February 1998 - March 2002 · 4 yrs 1 mo
The Variable Annuity Marketing CompanyBroker
September 1991 - December 2001 · 10 yrs 3 mos
Equico Securities, INC.Broker
October 1989 - October 1990 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
October 1989 - October 1990 · 1 yr
State Registrations12 states
AZCACOFLGAIDLAOHORTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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