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Lisa Detanna

Raymond James & Associates, INC.
36 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker
View SEC Summary
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Lisa Detanna is a registered investment advisor at Raymond James & Associates, INC., based in Beverly Hills, CA, with 36 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9595 Wilshire Blvd., SUITE 801 and 200, Beverly Hills, CA, 90212

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023
Denied
Customer Dispute
May 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lisa co-authored a children's book starting in 2015, dedicating minimal time to it. She also owns Lisa Detanna Advisory and Marketing Inc and uses it to manage a checking account for business expenses, also dedicating minimal time to it.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2012 - Present · 14 yrs 9 mos
Raymond James & Associates, INC.Broker
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Wedbush Securities INC.
March 2011 - December 2011 · 9 mos
Wedbush Securities INC.Broker
February 2011 - December 2011 · 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Citigroup Global Markets INC.
April 2001 - June 2009 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2001 - June 2009 · 8 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 1998 - April 2001 · 2 yrs 7 mos
Dean Witter Reynolds INC.Broker
August 1998 - September 1998 · 1 mo
Imperial Capital, LLCBroker
December 1997 - August 1998 · 8 mos
Dabney/resnick/imperial, LLCBroker
March 1990 - December 1997 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1990 - March 1990 · 0 mos
Drexel Burnham Lambert IncorporatedBroker
February 1990 - March 1990 · 1 mo
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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