GK
GK
Ghalib Kanji
30 Years of Experience
Beverly Hills, CA
3 DisclosuresBroker
Ghalib Kanji is a registered investment advisor at Raymond James & Associates, INC., based in Beverly Hills, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
9595 Wilshire Blvd., SUITE 801 and 200, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016Dismissed
Customer Dispute
April 2016Settled
Customer Dispute
May 2011Denied
Other Business Activities
Ghalib owns rental real estate property since May 2023, spending minimal time collecting rent and arranging for repairs. This activity is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Morgan Stanley
December 2015 - May 2024 · 8 yrs 5 mos
Morgan StanleyBroker
December 2015 - May 2024 · 8 yrs 5 mos
Wells Fargo Advisors, LLC
February 2008 - December 2015 · 7 yrs 10 mos
Wells Fargo Advisors, LLCBroker
February 2008 - December 2015 · 7 yrs 10 mos
Morgan Stanley & CO., Incorporated
April 2007 - February 2008 · 10 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - February 2008 · 10 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2004 - April 2007 · 2 yrs 8 mos
UBS Financial Services INC.
April 2000 - August 2004 · 4 yrs 4 mos
UBS Financial Services INC.Broker
March 2000 - August 2004 · 4 yrs 5 mos
Salomon Smith Barney INC.Broker
March 1996 - March 2000 · 4 yrs
Baraban Securities, INC.Broker
February 1996 - March 1996 · 1 mo
State Registrations12 states
AZCACOFLGAMDNVNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.