PC
PC
Paul Cohen
44 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker
Paul Cohen is a registered investment advisor at Raymond James & Associates, INC., based in Beverly Hills, CA, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
9595 Wilshire Blvd., SUITE 801 and 200, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 1999Denied
Customer Dispute
March 1995Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
November 2010 - April 2018 · 7 yrs 5 mos
UBS Financial Services INC.
November 2010 - April 2018 · 7 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2004 - April 2007 · 2 yrs 5 mos
Morgan Stanley
November 2004 - April 2007 · 2 yrs 5 mos
Wachovia Securities, LLC
July 2003 - November 2004 · 1 yr 4 mos
Wachovia Securities, LLCBroker
July 2003 - November 2004 · 1 yr 4 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
February 1999 - July 2003 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1990 - February 1999 · 9 yrs
Painewebber IncorporatedBroker
January 1987 - February 1990 · 3 yrs 1 mo
Prudential-Bache Securities INC.Broker
May 1983 - February 1987 · 3 yrs 9 mos
L. F. Rothschild, Unterberg, TowbinBroker
December 1981 - June 1983 · 1 yr 6 mos
State Registrations20 states
AZCACOCTFLILMDMIMNNCNJNVNYOHORPASCTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.