Deborah Rossi
Deborah Rossi is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chico, CA, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
901 Bruce Road, Chico, CA, 95928
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Deborah is the Financial Secretary for Sons of Italy, dedicating a few hours per week to tracking membership dues and posting reports. She is also a board member for Work Training Center, working with developmentally disabled clients, dedicating minimal time per month.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.