Deborah Rossi
Deborah Rossi is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chico, CA, with 37 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
901 Bruce Road, Chico, CA, 95928
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Deborah is the Financial Secretary for Sons of Italy, dedicating a few hours per week to tracking membership dues and posting reports. She is also a board member for Work Training Center, working with developmentally disabled clients, dedicating minimal time per month.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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