Eric Moxon
Eric Moxon is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chico, CA, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
901 Bruce Road, Chico, CA, 95928
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Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Eric volunteers with Chico Area Council on Aging (Meals on Wheels) as Vice-President and on the Investment Committee, and is a Board Member for the Emergency Food and Shelter Board of Butte County. These activities are not investment-related and take a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.