Benjamin Navarro is a registered investment advisor, based in Chino, CA, with 35 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
13841 Roswell Ave Ste C, Chino, CA, 91710-5467
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 1998Final
Other Business Activities
Benjamin is a real estate agent with Evergreen Realty since 2012, dedicating a few hours per week to this activity. This activity is not investment-related.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
June 2014 - Present · 12 yrs 4 mos
Allstate Financial Services, LLCBroker
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
Securian Financial Services, INC.
March 2012 - June 2014 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
March 2012 - June 2014 · 2 yrs 3 mos
Variable Investment Advisors, INC.Broker
March 2011 - March 2012 · 1 yr
Sammons Securities Company, LLCBroker
January 2003 - November 2009 · 6 yrs 10 mos
National Planning CorporationBroker
October 2001 - December 2002 · 1 yr 2 mos
Equity Services, INC.Broker
June 2001 - October 2001 · 4 mos
Thomas F. White & CO., IncorporatedBroker
July 1999 - June 2001 · 1 yr 11 mos
Royal Alliance Associates, INC.Broker
June 1992 - July 1999 · 7 yrs 1 mo
Fortis Investors, INC.Broker
September 1989 - June 1992 · 2 yrs 9 mos
State Registrations6 states
AKCAGAILINTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Christian Li, CFPLPL Financial LLC
- Nate Nguyen, ChFCState Farm Investment Management CORP.
- Jamie Harwood, CFPEdward Jones
- Rick Martinez, CFPAusdal Financial Partners, INC.