Lisa Washington
Lisa Washington is a registered investment advisor at LPL Financial LLC, based in Missouri City, TX, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Missouri City, TX
Get directionsHistory
Regulatory History (7)
Judgment / Lien
October 2011Judgment / Lien
November 2010Judgment / Lien
December 2009Judgment / Lien
December 2008Judgment / Lien
May 2008Judgment / Lien
October 2007Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Lisa works as an agent selling non-variable insurance through Associates of Clifton Park since December 2022. This takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.