Thomas Mingone is a ChFC-designated registered investment advisor, based in Pearl River, NY, with 36 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
167 East Central Avenue, Pearl River, NY, 10965
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Regulatory History (1)
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Customer Dispute
November 2024Settled
Other Business Activities
Thomas is an Investment Advisor Representative (IAR) and owner for CMG Financial LTD RIA and is affiliated with Equitable Advisors, LLC. He also owns rental properties through 259 Route 210 LLC and 76-78 Route 9W, LLC.
Employment History
Current Registrations
Hightower Securities, LLC
January 2024 - Present · 2 yrs 9 mos
Hightower Securities, LLCBroker
January 2024 - Present · 2 yrs 9 mos
Hightower Advisors, LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Cmg Financial Planning, LTD.
August 2021 - December 2023 · 2 yrs 4 mos
Equitable Advisors, LLC
June 2005 - January 2024 · 18 yrs 7 mos
Equitable Advisors, LLCBroker
June 2005 - January 2024 · 18 yrs 7 mos
Mony Securities Corporation
March 1998 - June 2005 · 7 yrs 3 mos
Mony Securities CorporationBroker
March 1990 - June 2005 · 15 yrs 3 mos
The Mutual Life Insurance Company of New YorkBroker
March 1990 - October 1990 · 7 mos
State Registrations22 states
AZCACOCTFLGAHIMAMDMEMIMONCNJNYORPASCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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