Xavier Ray
Xavier Ray is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 36 years of industry experience. Xavier is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
2029 Century Park E Ste 2550, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Xavier is a California insurance agent offering various insurance products, dedicating about 10-20% of his time to this activity. He is also the 100% owner of Retirement Strategies & Investments, LLC, a DBA used for marketing purposes, which takes nearly full-time.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
The Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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