Xavier Ray
Xavier Ray is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Los Angeles, CA, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
5820 Wilshire Blvd, Suite 302, Los Angeles, CA, 90036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Xavier is a California insurance agent offering various insurance products, dedicating about 10-20% of his time to this activity. He is also the 100% owner of Retirement Strategies & Investments, LLC, a DBA used for marketing purposes, which takes nearly full-time.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Questar Asset Management, INC.
Questar Capital CorporationBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
The Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.