PB
PB

Peter C Bishop

34 Years of Experience
5 Disclosures
Areas of Practice
Insurance Planning
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
319 clients
Average Client Portfolio
$206K average
Assets Under Management
$65.8M
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Location

1332 Post Road, Suite 2A, Wells, ME, 04090

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2014
Final
Regulatory
October 2013
Final
Regulatory
November 2012
Final
Regulatory
November 2012
Final
Employment Separation After Allegations
September 2011
Employment History
Current Registrations
Salem Advisory Group LLC
September 2013 - Present · 12 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2011 - August 2012 · 10 mos
Ameriprise Financial Services, INC.
October 2011 - October 2011 · 0 mos
RBC Capital Markets, LLC
December 2002 - October 2011 · 8 yrs 10 mos
RBC Capital Markets, LLCBroker
March 2002 - October 2011 · 9 yrs 7 mos
Tucker Anthony IncorporatedBroker
November 1993 - March 2002 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1989 - December 1993 · 4 yrs 1 mo
State Registrations3 states
FLMENH
Advisor
Exams
No exam information available for this advisor.