James Bennett
James Bennett is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bellevue, WA, with 36 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
2275 116th Ave NE Ste 200, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
James is involved in several outside business activities. He is a trustee, including on the investment committee, and works for Trustpoint Services LLC, dedicating about a third of his time to this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David AramakiAmeriprise Financial Services, LLC
- Vincent CavaAmeriprise Financial Services, LLC
- Aurailla Gust, CFPAmeriprise Financial Services, LLC
- Dana FerrellAmeriprise Financial Services, LLC
- Kerry Wate, CFAAmeriprise Financial Services, LLC
- David MetzAmeriprise Financial Services, LLC