Randy Leclair is a registered investment advisor, based in Charlotte, NC, with 32 years of industry experience. Randy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Charlotte, NC
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 1989Final Disposition
Employment History
Current Registrations
Lbmz Securities, INC.
November 2006 - Present · 19 yrs 11 mos
Lbmz Securities, INC.Broker
November 2006 - Present · 19 yrs 11 mos
Zacks Investment Management, INC.
November 2006 - Present · 19 yrs 11 mos
Previous Registrations
Optsecurities, LLCBroker
January 2006 - November 2006 · 10 mos
Optsecurities, LLC
November 2005 - November 2006 · 1 yr
Fisher Investments
December 2001 - November 2005 · 3 yrs 11 mos
Quasar Distributors, LLCBroker
November 2001 - November 2002 · 1 yr
Lincoln Financial Advisors CorporationBroker
July 1998 - December 1999 · 1 yr 5 mos
The Lincoln National Life Insurance CompanyBroker
June 1998 - December 1999 · 1 yr 6 mos
W. S. Griffith & CO., INC.Broker
April 1994 - June 1998 · 4 yrs 2 mos
Phoenix Equity Planning CorporationBroker
January 1993 - May 1994 · 1 yr 4 mos
Thomas James Associates, INC.Broker
December 1989 - December 1990 · 1 yr
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Charles Bevan, CFPCharles Schwab & CO., INC.
- Glenn Ford, CFPVanguard Advisers, INC.
- Chad Wilfong, CFPWells Fargo Advisors
- Cameron Newell, CFA, CFPAlpha Financial Advisors, LLC
- Nicholas Walker, CFP
- Patrick Barnett, CFPLPL Financial LLC