Robert Gwynn is a registered investment advisor at LPL Financial LLC, based in Victor, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
29 Lasalle Parkway, Victor, NY, 14564
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert operates Finger Lakes Financial Svc as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an insurance agent selling non-variable insurance, spending a few hours per week on this activity, and coaches sports/fitness, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Flfs Advisory LLC
Previous Registrations
LPL Financial LLC
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Janus Distributors LLCBroker
Transamerica Capital, INC.Broker
Ofi Private Investments INC
Oppenheimerfunds Distributor, INC.Broker
Mfs Investor Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.