TrueAdvisor
TrueAdvisor
JP
JP

John Policastro

J.P. Morgan Securities LLC
26 Years of Experience
Colorado Springs, CO
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Policastro is a registered investment advisor at J.P. Morgan Securities LLC, based in Colorado Springs, CO, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7390 Duryea Dr., Colorado Springs, CO, 80923

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
June 2011 - October 2012 · 1 yr 4 mos
Chase Investment Services CORP.Broker
June 2011 - October 2012 · 1 yr 4 mos
T. Rowe Price Investment Services, INC.Broker
July 2010 - June 2011 · 11 mos
T. Rowe Price Advisory Services, INC.
July 2010 - June 2011 · 11 mos
Charles Schwab & CO., INC.
August 2005 - December 2009 · 4 yrs 4 mos
Charles Schwab & CO., INC.Broker
March 2004 - December 2009 · 5 yrs 9 mos
Cim Securities, LLCBroker
August 2002 - January 2004 · 1 yr 5 mos
Umb Distribution Services, LLCBroker
April 2002 - August 2002 · 4 mos
Invesco Distributors, INC.Broker
October 1999 - April 2000 · 6 mos
Royal Alliance Associates, INC.Broker
September 1998 - December 1999 · 1 yr 3 mos
American Express Financial Advisors INC.Broker
December 1996 - June 1998 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
December 1996 - June 1998 · 1 yr 6 mos
State Registrations22 states
AZCACODEFLIAILKYMDMOMTNJNMNVNYOKSCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Colorado Springs, CO →All financial advisors in Colorado →