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MK
CFP
MK
CFP

Matthew Kocsi

J.P. Morgan Securities LLC
26 Years of Experience
Colorado Springs, CO
1 DisclosureBroker
View SEC Summary
View SEC Summary

Matthew Kocsi is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Colorado Springs, CO, with 26 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO, 80918

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
July 2014 - Present · 12 yrs 3 mos
J.P. Morgan Securities LLCBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.
April 2006 - October 2012 · 6 yrs 6 mos
Chase Investment Services CORP.Broker
April 2006 - October 2012 · 6 yrs 6 mos
Charles Schwab & CO., INC.
January 2003 - November 2005 · 2 yrs 10 mos
Charles Schwab & CO., INC.
June 2002 - December 2002 · 6 mos
Charles Schwab & CO., INC.Broker
May 2000 - November 2005 · 5 yrs 6 mos
Prudential Securities IncorporatedBroker
May 1999 - February 2000 · 9 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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