Steven Coplin is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
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Regulatory History (2)
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Customer Dispute
February 2009Withdrawn
Customer Dispute
September 1998Denied
Other Business Activities
Steven is a landlord for a rental property since January 2018. This activity is investment-related and does not require a significant time commitment.
Employment History
Current Registrations
Morgan Stanley
December 2010 - Present · 15 yrs 5 mos
Morgan StanleyBroker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2010 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2010 · 1 yr 1 mo
Banc of America Investment Services, INC.
March 2004 - October 2009 · 5 yrs 7 mos
Banc of America Investment Services, INC.Broker
February 2004 - October 2009 · 5 yrs 8 mos
Wachovia Securities, LLC
October 1999 - February 2004 · 4 yrs 4 mos
Wachovia Securities, LLCBroker
October 1999 - February 2004 · 4 yrs 4 mos
First Union Capital Markets CORP.Broker
July 1998 - October 1999 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
April 1996 - July 1998 · 2 yrs 3 mos
Painewebber IncorporatedBroker
March 1994 - April 1996 · 2 yrs 1 mo
Smith Barney Shearson INC.Broker
January 1990 - March 1994 · 4 yrs 2 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.