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Steven Coplin

Rockefeller Capital Management
36 Years of Experience
Naples, FL
2 DisclosuresBroker
View SEC Summary
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Steven Coplin is a registered investment advisor at Rockefeller Capital Management, based in Naples, FL, with 36 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4851 Tamiami Trail North, Suite 200, Naples, FL, 34103

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Withdrawn
Customer Dispute
September 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is a landlord for a rental property since January 2018. This activity is investment-related and does not require a significant time commitment.

Employment History
Current Registrations
Rockefeller Capital Management
May 2026 - Present · 5 mos
Rockefeller Financial LLCBroker
May 2026 - Present · 5 mos
Previous Registrations
Morgan Stanley
December 2010 - May 2026 · 15 yrs 5 mos
Morgan StanleyBroker
November 2010 - May 2026 · 15 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2010 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2010 · 1 yr 1 mo
Banc of America Investment Services, INC.
March 2004 - October 2009 · 5 yrs 7 mos
Banc of America Investment Services, INC.Broker
February 2004 - October 2009 · 5 yrs 8 mos
Wachovia Securities, LLC
October 1999 - February 2004 · 4 yrs 4 mos
Wachovia Securities, LLCBroker
October 1999 - February 2004 · 4 yrs 4 mos
First Union Capital Markets CORP.Broker
July 1998 - October 1999 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
April 1996 - July 1998 · 2 yrs 3 mos
Painewebber IncorporatedBroker
March 1994 - April 1996 · 2 yrs 1 mo
Smith Barney Shearson INC.Broker
January 1990 - March 1994 · 4 yrs 2 mos
State Registrations38 states
AKALAZCACOCTDCDEFLGAIDILINKYMAMDMEMIMONCNENHNJNMNVNYOHORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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