Paul Seymour
Paul Seymour is a registered investment advisor at Cetera Investment Advisers LLC, based in Plattsburgh, NY, with 36 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
110 West Bay Plaza, Plattsburgh, NY, 12901
Get directionsHistory
Regulatory History (3)
Regulatory
October 2020Customer Dispute
July 2006Employment Separation After Allegations
February 1995Other Business ActivitiesSells Insurance
Paul sells fixed insurance products as an insurance agent since 1989 and dedicates minimal time to this. He is also a board member for Champlain Technology Group, a telephone/internet company, and owns a financial services business.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
New England SecuritiesBroker
Equity Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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