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Paul Seymour
36 Years of Experience
Plattsburgh, NY
3 DisclosuresBrokerSells Insurance
Paul Seymour is a registered investment advisor at Cetera Investment Advisers LLC, based in Plattsburgh, NY, with 36 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
110 West Bay Plaza, Plattsburgh, NY, 12901
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Regulatory History (3)
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Regulatory
October 2020Final
Customer Dispute
July 2006Denied
Employment Separation After Allegations
February 1995Other Business ActivitiesSells Insurance
Paul sells fixed insurance products as an insurance agent since 1989 and dedicates minimal time to this. He is also a board member for Champlain Technology Group, a telephone/internet company, and owns a financial services business.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Cetera Investment Advisers LLC
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Cadaret Grant & CO INC
June 2019 - June 2024 · 5 yrs
Cadaret, Grant & CO., INC.Broker
May 2006 - June 2024 · 18 yrs 1 mo
New England SecuritiesBroker
May 2006 - May 2006 · 0 mos
Equity Services, INC.Broker
January 1995 - May 2006 · 11 yrs 4 mos
Pruco Securities CorporationBroker
November 1989 - March 1995 · 5 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
November 1989 - December 1993 · 4 yrs 1 mo
State Registrations14 states
COCTFLIDLAMENCNYOHSCTXVAVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.