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JD
CFP
JD
CFP

John Diemer

Robert W. Baird & CO. Incorporated
36 Years of Experience
Cleveland, OH
1 DisclosureBroker
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John Diemer is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cleveland, OH, with 36 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

200 Public Square Ste 1650, Cleveland, OH, 44114

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is the Chair of the Investment Committee for the Gesu Endowment Fund, a Catholic church and school. He dedicates minimal time to this role.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2011 - Present · 15 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
May 2011 - Present · 15 yrs 5 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Citigroup Global Markets INC.
April 2000 - June 2009 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1989 - July 1993 · 3 yrs 8 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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