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Thomas Arbeznik

31 Years of Experience
Cleveland, OH
1 DisclosureBroker

Thomas Arbeznik is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cleveland, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

200 Public Square Ste 1650, Cleveland, OH, 44114

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History

Regulatory History (1)
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Customer Dispute
April 2008
Settled
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
August 2018 - Present · 7 yrs 9 mos
Robert W. Baird & CO. Incorporated
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2018 · 9 yrs 2 mos
Morgan Stanley
June 2009 - August 2018 · 9 yrs 2 mos
Citigroup Global Markets INC.
June 2008 - June 2009 · 1 yr
Citigroup Global Markets INC.Broker
June 2008 - June 2009 · 1 yr
UBS Financial Services INC.
June 2004 - June 2008 · 4 yrs
UBS Financial Services INC.Broker
June 2004 - June 2008 · 4 yrs
Wachovia Securities, LLC
April 2000 - June 2004 · 4 yrs 2 mos
Wachovia Securities, LLCBroker
February 1997 - June 2004 · 7 yrs 4 mos
Prudential Securities IncorporatedBroker
July 1994 - February 1997 · 2 yrs 7 mos
State Registrations20 states
AKCACOCTFLGAILKYMDMEMINCNENHNJNVNYOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.