JK
JK

Joseph Kraft

32 Years of Experience
Cleveland, OH
2 DisclosuresBroker

Joseph Kraft is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cleveland, OH, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

200 Public Square Ste 1650, Cleveland, OH, 44114

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Settled
Customer Dispute
April 2001
Denied
Other Business Activities

Joseph serves on the Westlake City Schools Board of Education, working to further the school district. This requires a few hours per week.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2010 - Present · 16 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2010 · 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2010 · 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2001 - April 2007 · 5 yrs 8 mos
Morgan Stanley Dw INC.Broker
July 2001 - April 2007 · 5 yrs 9 mos
Salomon Smith Barney INC.Broker
July 1993 - July 2001 · 8 yrs
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.