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Jonathan Bernstein

Morgan Stanley
53 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
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Jonathan Bernstein is a registered investment advisor at Morgan Stanley, based in New York, NY, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
View Full SEC Brochure

Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Settled
Customer Dispute
November 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
Wachovia Securities, LLCBroker
August 2003 - June 2006 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
October 1995 - August 2003 · 7 yrs 10 mos
Smith Barney INC.Broker
January 1990 - October 1995 · 5 yrs 9 mos
Bear, Stearns & CO. INC.Broker
December 1983 - January 1990 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - January 1984 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
August 1978 - September 1978 · 1 mo
E. F. Hutton & Company INCBroker
June 1978 - September 1978 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1973 - June 1978 · 4 yrs 6 mos
Dupont Walston, IncorporatedBroker
July 1973 - November 1973 · 4 mos
Dupont Glore Forgan INCBroker
August 1972 - July 1973 · 11 mos
State Registrations7 states
AKFLMANJNMNYWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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