David Lew is a registered investment advisor at Morgan Stanley, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History (1)
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Customer Dispute
February 2008Settled
Other Business Activities
David is a sole proprietor/owner of a real estate business in Elmhurst, New York, since March 2020. This activity is investment-related and administrative in nature, but does not take up any of David's time during or after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2005 - June 2009 · 3 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
July 2002 - June 2009 · 6 yrs 11 mos
Barclays Capital INC.Broker
June 2001 - July 2002 · 1 yr 1 mo
Salomon Smith Barney INC.Broker
December 1998 - September 1999 · 9 mos
Citicorp Securities, INC.Broker
June 1995 - December 1998 · 3 yrs 6 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.