Neil Stern is a registered investment advisor at Morgan Stanley, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
April 1998Denied
Other Business Activities
Neil is involved with a trust in Greenwich, Connecticut since 2017. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan StanleyBroker
May 2014 - Present · 12 yrs
Previous Registrations
Oppenheimer & CO. INC.
August 2007 - June 2014 · 6 yrs 10 mos
Oppenheimer & CO. INC.Broker
September 2002 - June 2014 · 11 yrs 9 mos
Laidlaw Global Securities, INC.Broker
August 1995 - October 2002 · 7 yrs 2 mos
State Registrations53 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.