MW
MW
Matthew Warshaw
36 Years of Experience
Woodbury, NY
2 DisclosuresBroker
Matthew Warshaw is a registered investment advisor at Raymond James & Associates, INC., based in Woodbury, NY, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
135 Crossways Park Drive, Suite 104, Woodbury, NY, 11797
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
October 2012Customer Dispute
September 2011Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.
December 2012 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
January 2013 - December 2014 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - October 2012 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1989 - October 2012 · 22 yrs 11 mos
State Registrations10 states
CACTDEFLILMANJNYOHSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.