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Joseph Bartumioli

Raymond James & Associates, INC.
40 Years of Experience
Woodbury, NY
2 DisclosuresBroker
View SEC Summary
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Joseph Bartumioli is a registered investment advisor at Raymond James & Associates, INC., based in Woodbury, NY, with 40 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

135 Crossways Park Drive, Suite 104, Woodbury, NY, 11797

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2000
Settled
Customer Dispute
January 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph oversees the publishing of his son's music under "awkward handshakes music" and encourages his cousin's business venture, "Good Egg", dedicating minimal time to each. He also acts as a Trustee/Successor Trustee, ensuring the transfer of two homes to beneficiaries after their passing, also requiring minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 5 yrs 4 mos
Raymond James & Associates, INC.Broker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
February 2007 - November 2013 · 6 yrs 9 mos
UBS Financial Services INC.Broker
March 2006 - November 2013 · 7 yrs 8 mos
Wachovia Securities, LLC
October 2005 - March 2006 · 5 mos
Wachovia Securities, LLCBroker
July 2003 - March 2006 · 2 yrs 8 mos
Prudential Securities IncorporatedBroker
September 2000 - July 2003 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1986 - September 2000 · 14 yrs 3 mos
State Registrations25 states
AZCACOCTDEFLGAILKSMAMDMEMOMSNCNHNJNVNYPASCSDTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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