Brian Walsh is a registered investment advisor, based in Garden City, NY, with 36 years of industry experience.
Location
1055 Franklin Avenue, Suite 200, Garden City, NY, 11530
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Regulatory History (2)
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Customer Dispute
October 2008Closed-No Action
Customer Dispute
December 2004Closed-No Action
Other Business Activities
Brian owns Ten55 WMG and TWL Wealth Advisory Group, both DBA/support companies for his financial services business. He dedicates minimal time to these activities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2020 - Present · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
October 2009 - February 2020 · 10 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2009 - February 2020 · 10 yrs 9 mos
Wachovia Securities, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
A. G. Edwards & Sons, INC.Broker
November 1992 - January 2008 · 15 yrs 2 mos
David Lerner Associates, INC.Broker
November 1989 - November 1992 · 3 yrs
State Registrations28 states
AZCACOCTDCFLGAILLAMAMDMEMIMOMTNCNHNJNYOHORPASCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.