Robert Cappello
Robert Cappello is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Garden City, NY, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 Quentin Roosevelt Blvd, Suite 209, Garden City, NY, 11530
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2002Other Business Activities
Robert is a board member at Cherry Valley Club, a golf club, dedicating minimal time. He also owns REC Capital Management, where he works as a financial advisor/investments, taking about half of his time, and Ten Ten Associates, LLC, a support company for office expenses, dedicating about 10-20% of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
Smith Barney INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.