NH
NH

Nena Howden

33 Years of Experience
Goodlettsville, TN
1 DisclosureBroker

Nena Howden is a registered investment advisor at Raymond James & Associates, INC., based in Goodlettsville, TN, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

913 Conference Drive, #101, Goodlettsville, TN, 37072

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2013 - Present · 12 yrs 8 mos
Raymond James & Associates, INC.
November 2013 - Present · 12 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2013 - Present · 12 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2010 - November 2013 · 3 yrs 6 mos
UBS Financial Services INC.
April 2010 - November 2013 · 3 yrs 7 mos
UBS Financial Services INC.
September 2006 - October 2009 · 3 yrs 1 mo
UBS Financial Services INC.Broker
June 2006 - October 2009 · 3 yrs 4 mos
Stephens INC.Broker
September 2000 - May 2006 · 5 yrs 8 mos
Suntrust Equitable SecuritiesBroker
August 1995 - September 2000 · 5 yrs 1 mo
PFS Investments INC.Broker
November 1994 - August 1995 · 9 mos
Equitable Securities CorporationBroker
November 1991 - November 1992 · 1 yr
The Robinson-Humphrey Company INC.Broker
November 1989 - May 1991 · 1 yr 6 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nena Howden - Financial Advisor | TrueAdvisor