Robert Smalanskas is a registered investment advisor, based in Enola, PA, with 34 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
39 Crooked Dr., Enola, PA, 17025
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Regulatory History (9)
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Investigation
May 2024Customer Dispute
August 2023Denied
Judgment / Lien
April 2023Judgment / Lien
January 2019Judgment / Lien
December 2017Judgment / Lien
December 2017Judgment / Lien
February 2017Customer Dispute
August 2009Denied
Customer Dispute
May 2001Denied
Employment History
Current Registrations
Ifp Securities, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Independent Financial Partners
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
PNC InvestmentsBroker
February 2018 - October 2022 · 4 yrs 8 mos
PNC Investments
February 2018 - October 2022 · 4 yrs 8 mos
Waddell & Reed
February 2014 - January 2018 · 3 yrs 11 mos
Waddell & ReedBroker
March 2012 - January 2018 · 5 yrs 10 mos
Cco Investment Services CORP.
October 2008 - May 2011 · 2 yrs 7 mos
Cco Investment Services CORP.Broker
May 2007 - May 2011 · 4 yrs
Ifmg Securities, INC.Broker
November 2003 - May 2007 · 3 yrs 6 mos
UBS Painewebber INC.Broker
May 2001 - October 2002 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
April 1997 - May 2001 · 4 yrs 1 mo
Painewebber IncorporatedBroker
January 1995 - April 1997 · 2 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1993 - January 1995 · 1 yr 1 mo
Metlife Securities INC.Broker
December 1989 - July 1993 · 3 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
December 1989 - July 1993 · 3 yrs 7 mos
State Registrations2 states
NYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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