Gerald English
Gerald English is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Colorado Springs, CO
Get directionsHistory
Regulatory History (4)
Financial
February 2019Financial
December 2018Customer Dispute
December 1992Customer Dispute
July 1987Other Business Activities
Gerald operates under the DBA English Financial Services since 2010.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
D.A. Davidson & CO.Broker
D.A. Davidson & CO.
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
First Union Securities, INC.Broker
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
Quinn & CO., INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.