Louis Mazzone
Louis Mazzone is a registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 34 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1142 (B) S Railroad Ave, Staten Island, NY, 10306
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Regulatory History (1)
Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Louis sells fixed insurance products, including life, health, annuities, and long-term care, dedicating minimal time to this activity. He also owns Medicare Network Advisors LLC, where he sells health insurance, spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Signature Securities Group CORP.
Signature SecuritiesBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Bhcm INC.Broker
Janney Montgomery Scott INC.Broker
Lehman Brothers INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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