LM
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Louis Mazzone
34 Years of Experience
Fort Lauderdale, FL
1 DisclosureBrokerSells Insurance
Louis Mazzone is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Lauderdale, FL, with 34 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Fort Lauderdale, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Settled
Other Business ActivitiesSells Insurance
Louis sells fixed insurance products, including life, health, annuities, and long-term care, dedicating minimal time to this activity. He also owns Medicare Network Advisors LLC, where he sells health insurance, spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
August 2017 - Present · 8 yrs 9 mos
Cetera Advisors LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
August 2017 - March 2024 · 6 yrs 7 mos
Signature Securities Group CORP.
September 2010 - August 2017 · 6 yrs 11 mos
Signature SecuritiesBroker
September 2010 - August 2017 · 6 yrs 11 mos
Chase Investment Services CORP.
May 1998 - September 2010 · 12 yrs 4 mos
Chase Investment Services CORP.Broker
August 1996 - September 2010 · 14 yrs 1 mo
Bhcm INC.Broker
February 1995 - August 1996 · 1 yr 6 mos
Janney Montgomery Scott INC.Broker
April 1994 - January 1995 · 9 mos
Lehman Brothers INC.Broker
October 1991 - April 1994 · 2 yrs 6 mos
State Registrations6 states
FLNCNJNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.