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Nicholas Benevento

25 Years of Experience
Staten Island, NY
1 DisclosureBrokerSells Insurance

Nicholas Benevento is a registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 25 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Staten Island, NY

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History

Regulatory History (1)
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Customer Dispute
June 2008
Settled
Other Business ActivitiesSells Insurance

Nicholas sells fixed insurance, including life, health, disability, annuities, and long-term care, through Hudson Wealth Management, taking a few hours per week. He also serves as a notary public and is the secretary of the Walter K. Doyle Foundation, a non-profit organization.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
January 2005 - Present · 21 yrs 4 mos
Cetera Advisors LLCBroker
January 2005 - Present · 21 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
May 2011 - March 2024 · 12 yrs 10 mos
Usallianz Securities, INC.Broker
January 2004 - January 2005 · 1 yr
Metlife Securities INC.Broker
September 2000 - January 2004 · 3 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
September 2000 - January 2004 · 3 yrs 4 mos
State Registrations9 states
CACTFLNJNVNYPASCVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.