Krista Dugan
Krista Dugan is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 12 years of industry experience. Krista is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
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Assets Under Management
Location
516 Industrial Loop, Suite 2B, Staten Island, NY, 10309
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Krista works as a Client Services Specialist for Michael S. Licitra, CPA, PC, providing retirement, estate, investment, and general financial planning services, as well as tax services. She is also a member of Thornwood Group LLC, which holds investment properties, dedicating minimal time to managing them.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Goldman, Sachs & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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