James Kerr
James Kerr is a registered investment advisor at Cetera Investment Advisers LLC, based in Armonk, NY, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
80 Business Park Drive Suite 207, Armonk, NY, 10504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent for both Thoroughbred Advisors and another unnamed insurance company, dedicating his full-time work hours to these roles. He also volunteers for The Lion's Club golf outing one day a year.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
MML Investors Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations10 states
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