Xavier Felipe
Xavier Felipe is a CFP-designated registered investment advisor at Osaic Advisory Services, LLC, based in Bohemia, NY, with 36 years of industry experience. Xavier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
3920 Veterans Memorial Highway, Suite 11, Bohemia, NY, 11716
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2020Other Business ActivitiesSells Insurance
Xavier has an independent insurance business since 2006, offering life insurance, health, long-term care, and annuities. He also has ownership in XF Capital and Dont Blink Insurance.net, and is involved in solar panel sales and life insurance sales with Ethos Life Ins.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Rosenkrantz Lyon & Ross IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.