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Phillip Mcduffee is a registered investment advisor, based in Austin, TX, with 36 years of industry experience.
Location
300 Beardsley Ln, Ste A104, Austin, TX, 78746
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Regulatory History (3)
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Customer Dispute
February 2012Denied
Customer Dispute
October 2007Denied
Customer Dispute
June 2007Denied
Other Business ActivitiesSells Insurance
Phillip is involved in several outside business activities, including being an author, director of a family foundation, and board member for multiple organizations. He also works as an agent/broker for fixed insurance sales and disability sales, and owns Twin Oak Advisors, a strategic partner of North Star resource group, taking nearly full-time hours.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cri Securities, LLC
August 2007 - October 2021 · 14 yrs 2 mos
Securian Financial Services, INC.
June 2007 - August 2023 · 16 yrs 2 mos
Securian Financial Services, INC.
May 2002 - September 2003 · 1 yr 4 mos
Marathon Advisors, INC
February 1990 - September 2008 · 18 yrs 7 mos
Securian Financial Services, INC.Broker
January 1990 - August 2023 · 33 yrs 7 mos
Cri Securities, LLCBroker
January 1990 - October 2021 · 31 yrs 9 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.