Duane Ohly is a registered investment advisor, based in Sandusky, OH, with 36 years of industry experience. Duane is also registered as a broker, so some compensation may come from commissions on products sold.
Location
111 E Shoreline Drive, Suite 3, Sandusky, OH, 44870
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Regulatory History (3)
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Customer Dispute
March 2008Denied
Customer Dispute
January 1997Settled
Criminal
October 1980Final Disposition
Employment History
Current Registrations
Sanctuary Securities, INC.Broker
May 2025 - Present · 1 yr 5 mos
Sanctuary Advisors, LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2009 - May 2025 · 16 yrs
UBS Financial Services INC.
May 2009 - May 2025 · 16 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1995 - June 2009 · 14 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - June 2009 · 17 yrs 5 mos
Beachwood Investments, INC.Broker
March 1990 - November 1991 · 1 yr 8 mos
State Registrations8 states
ALFLMIMNOHSCTXVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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