Frank Baggio
Frank Baggio is a registered investment advisor at LPL Financial LLC, based in Wilton, CT, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wilton, CT
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Regulatory History (2)
Customer Dispute
March 2016Customer Dispute
April 2010Other Business ActivitiesSells Insurance
Frank is a managing member/shareholder of Creative Computer Concepts, involved in mortgage/real estate services, non-variable insurance, tax preparation/accounting, notary public services, and personal/business-related computer services. He also operates under the DBA National Planning Brand Frank Baggio for his LPL business, and spends about 10-20% of his time on these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Polaris Financial Services, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.