Paul Volpe
Paul Volpe is a registered investment advisor at LPL Financial LLC, based in Wilton, CT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 Danbury Rd #301, Wilton, CT, 06897
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Regulatory History (1)
Customer Dispute
February 2024Other Business ActivitiesSells Insurance
Paul is involved with several business entities, including Trivium Point Insurance Group LLC, where he sells non-variable insurance, dedicating a few hours per week. He also spends a significant amount of time, including full-time hours, on tax preparation, accounting, and investment advisory activities through other entities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Trivium Point Advisory, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
American Express Financial Advisors, INC.
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.