David Halper is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Wilton, CT, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 Danbury Road, Suite 301, Wilton, CT, 06897
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved in several business activities, including PFP Management LLC, PFP Holdings LLC, Trivium Point Insurance Group, LLC (selling non-variable insurance), Trivium Point Accounting, Trivium Point Advisory (DBA for LPL business), TRIVIUM POINT ADVISORY, LLC (Registered Investment Advisor Hybrid - IAR), and Trivium Point Holdings LLC. He spends nearly full-time hours on Trivium Point Insurance Group, LLC and TRIVIUM POINT ADVISORY, LLC, while the other activities require minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
Trivium Point Advisory, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Hartford Equity Sales Company INC.Broker
Equity Services, INC.Broker
Westport Resources Investment Services, INC.Broker
Equity Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.