Edward Schiavi
Edward Schiavi is a CFP-designated registered investment advisor at International Assets Investment Management, LLC, based in Albuquerque, NM, with 34 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
5345 Wyoming Blvd Ne, Suite 200-C, Albuquerque, NM, 87109
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
August 2018Customer Dispute
August 2008Employment Separation After Allegations
April 2008Employment Separation After Allegations
August 1998Other Business Activities
Edward is an advisor with International Assets Investment Management LLC since 2018. This takes about a quarter of his time and is fee-based compensation.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
Ifs Advisory, LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Finance 500, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Southwest Securities, INC.Broker
Southwest Securities, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Painewebber IncorporatedBroker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.