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CFP
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CFP

Edward Schiavi

International Assets Investment Management, LLC
34 Years of Experience
Albuquerque, NM
4 DisclosuresBroker
View SEC Summary
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Edward Schiavi is a CFP-designated registered investment advisor at International Assets Investment Management, LLC, based in Albuquerque, NM, with 34 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5345 Wyoming Blvd Ne, Suite 200-C, Albuquerque, NM, 87109

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2018
Customer Dispute
August 2008
Settled
Employment Separation After Allegations
April 2008
Employment Separation After Allegations
August 1998
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward is an advisor with International Assets Investment Management LLC since 2018. This takes about a quarter of his time and is fee-based compensation.

Employment History
Current Registrations
International Assets Investment Management, LLC
October 2018 - Present · 8 yrs
International Assets Advisory, LLCBroker
October 2018 - Present · 8 yrs
Previous Registrations
Ifs Advisory, LLC
September 2018 - October 2018 · 1 mo
Securities America Advisors, INC.
December 2013 - August 2018 · 4 yrs 8 mos
Securities America, INC.Broker
December 2013 - August 2018 · 4 yrs 8 mos
Finance 500, INC.Broker
June 2010 - December 2013 · 3 yrs 6 mos
Metlife Securities INC.
November 2009 - December 2009 · 1 mo
Metlife Securities INC.Broker
October 2009 - December 2009 · 2 mos
Southwest Securities, INC.Broker
June 2008 - August 2008 · 2 mos
Southwest Securities, INC.
June 2008 - August 2008 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1998 - May 2008 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - May 2008 · 9 yrs 6 mos
Prudential Securities IncorporatedBroker
June 1997 - November 1998 · 1 yr 5 mos
Rauscher Pierce Refsnes, INC.Broker
May 1994 - June 1997 · 3 yrs 1 mo
Painewebber IncorporatedBroker
April 1992 - May 1994 · 2 yrs 1 mo
Kemper Securities Group, INC.Broker
September 1990 - June 1992 · 1 yr 9 mos
Boettcher & Company, INC.Broker
March 1990 - September 1990 · 6 mos
State Registrations4 states
AZNMNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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