Jeffrey Wilcock is a registered investment advisor at Seros Financial, LLC, based in Tempe, AZ, with 36 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 534 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $5K - $1000K | 1.85% |
| $1.0M - $2.0M | 1.65% |
| $2M+ | 1.60% |
Fees are negotiable.
Fee Estimator
Location
2141 East Broadway Rd., Suite 220, Tempe, AZ, 85282
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is an Investment Advisor Representative (IAR) with Seros Financial LLC since 2013. He is also a member of Wilcock Financial LLC, which focuses on non-variable insurance.
Employment History
Current Registrations
Seros Financial, LLC
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
First Financial Equity Corporation
First Financial Equity CorporationBroker
Sagepoint Financial, INC.Broker
Alliance Financial Group, INC.
Sunamerica Securities, INC.Broker
Associated Securities CORP.Broker
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.